Forex Registration - SlideShare

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The second exam is a new exam, Series 34. This hour-long exam consists exclusively of forex-related questions. NFA has published Study Guides for both exams in the Registration section of its website ( Both exams are currently available and are administered by the Financial Industry Regulatory Authority (FINRA). The Series 34 Exam is the new exam required by the CFTC for forex managers. This presentation provides an overview of the series 34 exam and how to study for … Forex Registration - Free download as Powerpoint Presentation (.ppt), PDF File (.pdf), Text File (.txt) or view presentation slides online. Forex managers will need to register with the CFTC soon. This presentation provides an overview of the forex registration rules and also provides a timeline of the forex registration process. Series 34 and Study Topics. Forex managers may soon face oversight by the Commodities Futures Trading Commission (CFTC). Last year’s Farm Bill passed by Congress required the CFTC to propose Forex registration rules which would effectively require most Forex managers (and Forex hedge fund managers) to register. This generally will mean that all owners and associated persons of a Forex ... Free forex trading magazine. Forex Market. Licence and Registration Please. E-mail: Home; News ... the Series 3 examination and the Series 34 examination. These two exams will qualify you to work in a number of different capacities. This includes, but may not be limited to, registration as an Introducing Broker (“IB”), Associated Person (“AP”), Commodity Pool Operator (“CPO”), and ... Series 34: Retail Off-exchange Forex Examination. $85* 40 True/False and Multiple Choice. Retail Off-Exchange Forex. 1 Hour *Effective January 1, 2018. ** Candidates will also receive (5) additional experimental questions that DO NOT count toward their grades. Taking the Exams + Please plan to arrive 30 minutes before your scheduled appointment to allow time for check-in procedures. You may be ... Retail Off-Exchange FOREX Registration Deadline Immanent. October 24, 2010 Legal Alerts CFTC, Forex, Registration Michael Schaps. As a result of amendments to the Commodity Exchange Act (“CEA”), the Commodity Futures Trading Commission (“CFTC”) has issued final, foreign exchange (forex) rules which become effective on October 18, 2010. Prior to the passage of the CFTC Reauthorization ... Sample Series 34 Quiz Here The Series 34 Retail Off-Exchange Forex license exam is required for those who work with retail customers in off-exchange foreign exchange business. Registrants, or “APs” (associated persons), are referred to as “Forex Individuals” or “Forex APs”. Any new registrant will be required to si The Series 34 exam—the Retail Off-Exchange Forex Examination—is a National Futures Association (NFA) exam administered by FINRA. The exam consists of 40 scored questions. Candidates have one hour to complete the exam. The passing score is 70%. For additional information about this exam, including the content outline, please visit the National Futures Association Proficiency Exam page. Forex Registration 1. For an audio version of this presentation, please go to Forex Registration How to Register as a Forex CTA, Forex CPO and Forex IB By Bart Mallon, Esq. 2.

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